FSSG2.tif (49304 bytes)FIRST SOUTHEASTERN SECURITIES GROUP, INC           

Member NASD/SIPC

                                                                                                                                                A Registered Investment Advisor

Home Workstation Links We Use

 

 

FSSG offers on-line research and daily conference call from Correspondent Services Corporation (our clearing agent, a wholly owned subsidiary of UBS PaineWebber).

Our branches have networked, real-time quotes, news, and client account information.

The independent FSSG broker/branch chooses which type of access  better suits their needs:

Networked directly with FSSG (providing a full-featured broker workstation - quotes, new, client account information, UBS PaineWebber research, and other research sources; or

Connected to FSSG via the Internet (providing backoffice, quotes, and research).

FSSG e-mail: each broker has his own e-mail address (brokername@firstsouthnet.com). The broker may send individual e-mail to clients and approved e-mail to groups of clients. The broker may retrieve and send e-mail through the FSSG POP-3 server 24 hours per day. With FSSG's Internet solution, the broker's office is as mobile as his laptop.

RIA/IA: FSSG brokers may function in either of two ways relative to the provision of investment advisory services:

Since FSSG is a registered investment adviser (RIA), employees or independent brokers may act as an Independent Advisor (IA) under FSSG's RIA, charging a management fees (wrap-fee) or commissions on a full line of managed accounts; or

Independent brokers may register and operate their own RIAs (subject to the approval and supervision of FSSG Compliance Department).

 

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Last modified : 11/11/01
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