FSSG offers on-line research and daily conference call from Correspondent Services
Corporation (our clearing agent, a wholly owned subsidiary of UBS PaineWebber).
Our branches have networked, real-time quotes, news, and client account
information.
The independent FSSG broker/branch chooses which type of access better suits
their needs:
Networked directly with FSSG
(providing a full-featured broker workstation - quotes, new, client account information,
UBS PaineWebber research, and other research sources; or
Connected to FSSG via the Internet
(providing backoffice, quotes, and research).
FSSG e-mail: each broker
has his own e-mail address (brokername@firstsouthnet.com).
The broker may send individual e-mail to clients and approved e-mail to groups of clients.
The broker may retrieve and send e-mail through the FSSG POP-3 server 24 hours per day.
With FSSG's Internet solution, the broker's office is as mobile as his laptop.
RIA/IA: FSSG brokers may function in either of two ways relative to the provision
of investment advisory services:
Since FSSG is a registered
investment adviser (RIA), employees or independent brokers may act as an Independent
Advisor (IA) under FSSG's RIA, charging a management fees (wrap-fee) or commissions on a
full line of managed accounts; or
Independent brokers may register
and operate their own RIAs (subject to the approval and supervision of FSSG Compliance
Department).
FIRST
SOUTHEASTERN SECURITIES GROUP, INC
